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Discovery Projects
Selection Report for Funding Commencing in 2009

Overview
Objectives
Selection Process
Selection Criteria
Funding Levels and Duration
National Research Priorities
Summary of Outcomes
Early Career Researcher Proposals
Fellowships
Historical Outcomes for Fellowships
Partnerships to Fund Fellowships
Gender of Participants
International Collaboration
Selection Outcomes by Administering Organisation

Overview

Recognising the importance of fundamental research to the national innovation system, Discovery Projects supports excellent research projects and individual researchers and teams of researchers. Under Discovery Projects, ARC Fellowships provide opportunities for emerging and established researchers to undertake research of national and international significance.

Objectives

The objectives of Discovery Projects are to:

  • support excellent fundamental research by individuals and teams;
  • enhance the scale and focus of research in the National Research Priorities;
  • expand Australia’s knowledge base and research capability;
  • foster the international competitiveness of Australian research; and
  • encourage research and research training in high-quality research environments.

Selection Process

The closing date for Discovery Projects proposals was 7 March 2008. Assessment of proposals was undertaken by the ARC College of Experts, which:

  • assigned independent readers/assessors to review the proposals;
  • sought applicants' comments on assessors' reports;
  • identified ineligible proposals;
  • ranked each proposal relative to the others on the basis of the proposal, the assessors’ reports and applicants’ responses to those assessments;
  • assessed and approved budgets; and
  • prepared funding recommendations for submission to the CEO of the ARC.

The CEO considered the recommendations of the ARC's College of Experts Selection Advisory Committee before making recommendations to the Minister who, in accordance with the ARC Act, determined the funding outcomes. Unless otherwise specified, figures presented in this report exclude withdrawn proposals.

Selection Criteria

The assessment of proposals was based on the scheme’s selection criteria:

  • investigator(s)' track record relative to opportunities and capacity to undertake the research; (40%)
  • significance of and innovation in the proposed research; (30%)
  • approach and methodology; and (20%)
  • national benefit.  (10%)

Funding Levels and Duration

Funding for Discovery Projects proposals may be awarded for one to five years subject to parliamentary appropriation and the provisions of the Australian Research Council Act 2001 (the ARC Act). Australian Postdoctoral Fellowships (APDs) are awarded for a standard duration of three years, but a four-year research option is available, under which the Fellow may spend up to 25% of her/his time on activities other than the proposed project. Australian Research Fellowships (ARFs), Queen Elizabeth II Fellowships (QEIIs) and Australian Professorial Fellowships (APFs) are awarded for a standard duration of five years.

While funding is awarded for Discovery Projects proposals for one to five years, the ARC Act applies limits in relation to the amount and years for which the Minister may approve funding. At the time of award, funding is approved only up to and including the 2011-2012 financial year. Subsequent years and associated funding limits are added by amendment to the Act, following which funding for the additional years may be made available. Accordingly, the term "indicative funding" is used throughout this report to denote the total level of funding which it is proposed to be made available, once all years to which funding proposals relate have been legislated.

Table 1 shows that the average duration of projects funded has risen from 3.16 years in 2005 to 3.27 years in 2009. The average first-year funding per proposal is $116,055. The corresponding figure for 2008 was $106,469.

Table 1: Average duration of projects and average first-year funding per project: funding commencing in calendar years 2005 to 2009

2005
2006
2007
2008
2009
Average number of requested years
3.43
3.5
3.62
3.59
3.56
Average number of funded years
3.16
3.18
3.28
3.29
3.27
Average first-year funding ($)
$94,340
$103,768
$105,019
$106,469
$116,055

National Research Priorities

Of the 4,152 Discovery Projects proposals considered in this round, 3,663 (88.2%) were identified by the applicants as addressing a National Research Priority. Of those 3,663 proposals, 760 (20.7%) were approved for funding, representing 89.9% of the total 845 proposals approved for funding.

The overall commitment for proposals addressing National Research Priorities is $264,478,524 (91.7% of the total indicative funding).

The greatest amount of indicative funding ($134,348,588) is for projects in the area of Frontier Technologies for Building and Transforming Australian Industries.

Table 2: Numbers of proposals and success rates for Discovery Projects by National Research Priority

National Research Priority Area
Proposals considered
Proposals approved
Success rate %
Indicative funds over project life $
None selected
489
85
17.4%
$23,957,059
An Environmentally Sustainable Australia
742
122
16.4%
$42,634,772
Promoting and Maintaining Good Health
768
164
21.4%
$52,778,392
Frontier Technologies for Building and Transforming Australian Industries
1,583
357
22.6%
$134,318,588
Safeguarding Australia
570
117
20.5%
$34,746,772
Total proposals
4,152
845
20.4%
$288,435,583
Total priority proposals
3,663
760
20.7%
$264,478,524
% within priority areas
88.2%
89.9%
91.7%

Summary of Outcomes

The following table shows indicative funds for approved Discovery Projects proposals for commencement in 2009.

Table 3. Indicative funds for recommended Discovery Projects proposals for funding commencing in 2009

2009
2010
2011
2012
2013
Total
$98,066,350
$79,936,032
$79,945,409
$17,041,626
$13,446,166
$288,435,583

The ARC received 4,164 proposals of which 12 were withdrawn after submission. Of the 4,152 proposals which were considered for funding commencing in 2009, 845 were approved for funding and 3,307 were not approved for funding. The overall success rate forproposals is 20.4%, compared with the 21.4% success rate for proposals funded commencing in 2008.

The 845 approved proposals represent a funding commitment of $98,066,350 in 2009 and an indicative funding commitment of $288,435,583 over five years.

Table 4: Numbers of proposals and success rates for Discovery Projects for funding commencing in calendar years 2005 to 2009

Number of proposals
2005
2006
2007
2008
2009
Received
3,441
3,766
4,047
4,121
4,164
Withdrawn
28
24
14
9
12
Funded
1,053
917
822
878
845
Success rate %
30.9%
24.5%
20.4%
21.4%
20.4%

Table 5: Numbers of proposals and success rates for Discovery Projects by panel

Panel *
Proposals considered
Proposals approved
Success rate %
Requested funds over project life for all proposals considered $
Indicative funds over project life for approved proposals $
BSB
784
144
18.4%
$448,059,145
$56,867,639
EE
493
101
20.5%
$275,698,097
$41,496,773
HCA
717
140
19.5%
$289,092,475
$40,954,314
MIC
547
127
23.2%
$276,574,014
$39,991,828
PCG
788
154
19.5%
$488,101,591
$62,254,867
SBE
823
179
21.7%
$328,802,180
$46,870,162
Total
4,152
845
20.4%
$2,106,327,502
$288,435,583

* BSB = Biological Sciences and Biotechnology; EE = Engineering and Environmental Sciences; HCA = Humanities and Creative Arts; MIC = Mathematics, Information and Communication Sciences; PCG = Physics, Chemistry and Geoscience; SBE = Social, Behavioural and Economic Sciences

The average funding per approved proposal for 2009 is 67.1%.  The corresponding figure for 2008 is 65.4%. Panel percentages are shown in Table 6.

Table 6: Funding requested and approved for Discovery Projects proposals, by panel, for the 2009 calendar year

Discipline Panel
Average requested funding per approved proposal for 2009 $
Average approved funding per approved proposal for 2009 $
Average approved funding as a % of average requested funding for 2009
BSB
$198,925
$134,108
67.4%
EE
$199,092
$140,214
70.4%
HCA
$141,869
$99,274
70.0%
MIC
$168,997
$107,268
63.5%
PCG
$207,316
$137,381
66.3%
SBE
$134,588
$88,912
66.1%
All Disciplines
$172,894
$116,055
67.1%

The following table shows indicative funds for approved Discovery Projects proposals for commencement in 2009.

Table 7: Average indicative funding per project over project life, for funding commencing in calendar years 2005 to 2009

2005
2006
2007
2008
2009
Average indicative funding over project life $
$282,030
$298,350
$334,267
$342,593
$341,344

Early Career Researcher Proposals

For the purposes of Discovery Projects proposals for funding commencing in 2009, Early Career Researchers (ECRs) are identified as researchers who have self-nominated as having a PhD, or equivalent research qualification or experience, awarded on or after 6 March 2003. The ARC has identified funds (about 15%) to support Early Career Researchers within Discovery Projects,through Early Career Researcher-only proposals (that is, proposals in which all the nominated researchers are Early Career Researchers).

Self-nominated ECR-only proposals are assessed against the same criteria as other Discovery Projects proposals.

Self-nominated ECR-only proposals accounted for 682 of the proposals considered, with 106 ECR-only proposals approved for funding commencing in 2009. This represents a success rate of 15.5% for ECR-only proposals.

Table 8 provides details of numbers, success rates and funding levels for ECR-only proposals by panel.

Table 8: Numbers of and success rates for self-nominated ECR-only proposals by panel

Panel
ECR-only proposals considered
ECR-only proposals approved for funding
Success rate %
Approved funding for calendar year 2008 for ECR-only proposals $
ECR-only proposals: % of total funding approved for calendar year 2009
BSB
93
13
14%
$1,310,182
6.8%
EE
72
8
11.1%
$838,591
5.9%
HCA
154
19
12.3%
$1,810,306
13%
MIC
82
19
23.2%
$1,658,000
12.2%
PCG
151
21
13.9%
$2,386,773
11.3%
SBE
130
26
20%
$2,021,867
12.7%
Total
682
106
15.5%
$10,025,719
10.2%

Figure 1. Success rates for self-nominated ECR-only proposals, by panel, for funding commencing in calendar years 2005 to 2009

Figure 1 - ECR Success Rates by Panel

Table 9: Success rates of proposals involving one or more ECR participants*, for funding commencing in calendar years 2005 to 2009

Panel
2005
2006
2007
2008
2009
BSB
28.5%
23.3%
18.4%
17.2%
16.1%
EE
30.2%
20.9%
23%
20%
21.9%
HCA
22.6%
18.5%
15.3%
15.2%
18.4%
MIC
29.5%
22.5%
20.9%
19.5%
20.1%
PCG
29.8%
21.3%
19%
22.8%
18.7%
SBE
25%
20.3%
12.7%
20.6%
23.6%
Total
27.4%
21%
17.8%
19.3%
19.9%

* These are proposals where at least one of the researchers nominated as a Chief Investigator, Partner Investigator or Fellowship candidate is an ECR. They include ECR-Only Proposals (where all named participants are ECRs), as well as proposals in which there are non-ECR participants.

Table 10 shows the funding allocations forproposals for funding commencing 2005-2009 and the percentage of total funds allocated to proposals involving ECRs. This indicates that the highest percentage of funding to projects involving ECRs over the last five years is for projects commencing in 2009. For projects commencing in 2009, the total amount of funding allocated to proposals with ECRs is $107,888,907.

Table 10: Funding allocations for projects involving ECR participants, for funding commencing in calendar years 2005 to 2009

2005
2006
2007
2008
2009
Funding allocations for projects involving ECRs $
$98,824,695
$87,890,148
$98,620,487
$105,392,482
$107,888,907
Funding allocations for all projects $
$297,541,647
$273,586,773
$274,767,586
$300,796,403
$288,435,583
% of total funds for all projects allocated to projects involving ECRs
33.2%
32.1%
35.9%
35.0%
37.4%

Fellowships

A number of different types of fellowship are offered in Discovery Projects. Researchers are encouraged to tailor their proposals to their specific research needs and proposals may request funding for one or more fellowships together with research project support. (Fellowship candidates who do not request project funding are required to demonstrate that their research costs will be supported by the Administering Organisation.)

The ARC offers three categories of fellowship under Discovery Projects:

  • Australian Postdoctoral Fellowship (APD) – offered for a duration of three or four years;
  • Australian Research Fellowship (ARF) and Queen Elizabeth II Fellowship (QEII) – offered for a duration of five years; and
  • Australian Professorial Fellowship (APF) – offered for a duration of five years.

ARFs and QEIIs are treated as a single category, with the top candidates being awarded QEII Fellowships. All fellowships are tenable at approved universities and certain museums and herbaria. In addition, APDs and QEIIs are tenable at other approved organisations, which provide an appropriate training environment.

Of the 4,152 proposals considered, 1,204 included requests for a total of 1,230 fellowships. The minimum number of fellowships to be awarded in this round is 176 (110 APDs, 52 ARF/QEIIs, and 14 APFs), although the 50:50 salary option (see table 15) has enabled the ARC to recommend funding of a larger number. In total, 195 fellowships have been approved for funding, representing an ARC salary and salary-related on-costs support commitment for new fellows of $15,587,902 for the calendar year 2009.

Table 11: Numbers of and success rates for APD, ARF/QEII and APF candidates by panel

  APD ARF/QEII APF
Panel
Requested
Approved
Success rate %
Requested
Approved
Success rate %
Requested
Approved
Success rate %
BSB
141
20
14.2%
89
13
14.6%
32
4
12.5%
EE
72
15
20.8%
47
5
10.6%
24
3
12.5%
HCA
143
24
16.8%
40
7
17.5%
38
6
15.8%
MIC
67
11
16.4%
41
7
17.1%
29
4
13.8%
PCG
144
24
16.7%
116
16
13.8%
52
8
15.4%
SBE
82
15
18.3%
45
9
20%
28
4
14.3%
Total
649
109
16.8%
378
57
15.1%
203
29
14.3%

Historical Outcomes for Fellowships

A separate Research Fellowship scheme existed until 2001. In 2002, fellowship proposals were integrated into Discovery Projects.  Success rate comparisons are given in Table 12 for APDs, ARF/QEIIs and APFs.

Table 12: Numbers of and success rates for fellowship candidates, for funding commencing in calendar years 2005 to 2009

APD
2005
2006
2007
2008
2009
Number requested
570
679
726
676
649
Fellowships awarded
113
111
110
120
109
Success rate %
19.8%
16.3%
15.2%
17.8%
16.8%
ARF/QEII
2005
2006
2007
2008
2009
Number requested
264
292
340
372
378
Fellowships awarded
30
35
58
58
57
Success rate %
11.4%
12%
17.1%
15.6%
15.1%
APF
2005
2006
2007
2008
2009
Number requested
176
188
210
180
203
Fellowships awarded
23
25
29
28
29
Success rate %
13.1%
13.3%
13.8%
15.6%
14.3%

Partnerships to Fund Fellowships

All fellowships are offered on a full-time basis only. However, the ARC offers a number of salary support options in the form of ARC/Administering Organisation joint funding arrangements to enable flexibility in the activities of the researcher.

For APDs, a four-year 75% salary option is available. Under this option, a fellow may spend 25% of her/his time on activities other than the proposed research project, such as teaching, or on non-remunerated activities, such as family or carer responsibilities.  The usual APD is a three-year full-time research position.  Of the 649 APDs requested, 114 were for ARC salary funding at 75% over four years.

The ARC offers a 50:50 salary support option for ARF/QEIIs and APFs. Under this option the ARC funds 50% of the salary and salary-related on-costs for research fellows who hold continuing appointments at their organisation, with the Administering Organisation also contributing 50% of the salary and salary-related on-costs over the standard duration of five years.  The fellow is supported to conduct full-time research.

Table 13 indicates the number of and success rates for approved APD candidates by salary support option requested.

Table 13:   Numbers of and success rates for APD candidates by salary support option

APDs requested
APDs approved
Success rate %
100% ARC salary contribution requested over three years
535
84
15.7%
75% ARC salary contribution requested over four years
114
25
21.9%
Total
649
109
16.8%

Table 14.   Numbers of and success rates for ARF/QEII and APF candidates by salary support option

  ARF/QEII APF
Requested
Approved
Success rate %
Requested
Approved
Success rate %
100% ARC salary contribution requested over five years
300
42
14.0%
45
0
0.0%
50% ARC salary contribution requested over five years
78
15
19.2%
158
29
18.4%
Total
378
57
15.1%
203
29
14.3%

Table 15 provides historical figures for fellowships by salary support option, and indicates that in 2009 there would be a rise in the number of fellowships funded under joint funding arrangements between the ARC and Administering Organisations.

Table 15. Numbers of fellowship candidates for funding commencing in calendar years 2005 to 2009 by salary support option

Year 2005 2006 2007 2008 2009
Option
50 or 75%
100%
50 or 75%
100%
50 or 75%
100%
50 or 75%
100%
50 or 75%
100%
APD
14
98
18
92
23
87
25
95
25
84
ARF/QEII
2
30
5
28
13
45
19
39
15
42
APF
9
14
13
12
24
5
24
4
29
0
Total number
25
142
36
132
60
137
68
138
69
126

Gender of Participants

The total number of nominated researchers (Chief Investigators, Partner Investigators, APFs, ARF/QEIIs and APDs) on all proposals considered was 9,447. Of these, 2,431 (25.7%) are female and 7,016 (74.3%) are male. Success rates by gender are shown in Table 16. In the proposals approved for funding, 477 of nominated researchers (23.3%) are female and 1,574 (76.7%) are male. The overall success rates for female and male investigators is 19.6% and 22.4% respectively.

Table 16: Comparative success rates for participants by gender

Gender
Number of participants
Percentage of participants %
Number of approved participants
Percentage of approved participants %
Success rate %
Female
2,431
25.7%
477
23.3%
19.6%
Male
7,016
74.3%
1,574
76.7%
22.4%
Total
9,447
100.0%
2,051
100.0%
21.7%

Figure 2. Success rates by gender for funding commencing in calendar years 2005 to 2009

Figure 2 - Success Rates by Gender

Table 17: Success rates for participants by gender and panel for funding commencing in calendar years 2005 to 2009

Success Rates %
2005
2006
2007
2008
2009
Gender
F
M
F
M
F
M
F
M
F
M
BSB
25.9
33
21.1
27.4
15.9
22.5
17.4
22.5
13.6
18.3
EE
36.5
32.3
27.7
28.7
18.7
22.1
8.9
23.5
19.5
22.7
HCA
36.2
40.4
27.7
28.8
18.8
27.7
21.5
26.9
22
26
MIC
38
34
23.1
29
19.8
21.4
15.6
22.9
17.5
24.1
PE
23.3
38.3
24.5
28.1
19.5
25
22.7
23.5
18.6
21.6
SBE
26.9
35.8
21.7
26.8
18.7
23.1
25.7
23
21.9
24.1

Of the 785 ECRs nominated on ECR-only proposals, 284 (36.2%) are female and 501 (63.8%) are male. Of the 129 participants on ECR-only proposals approved for funding, 42 (32.6%) are female and 87 (67.4%) are male.

Of the 1,230 nominated fellowship candidates, 385 (31.3%) are female and 845 (68.7%) are male. Of the 195 fellowship candidates approved for funding, 58 (29.7%) are female and 137 (70.3%) are male.

Figure 3 shows the success rates of participants by age and gender for approved Discovery Projects proposals for funding commencing in 2009.

Figure 3.   Success rate by age and gender for Discovery Projects proposals for funding commencing 2009

Figure 3 - Age Range in Years

International Collaboration

Applicants foreshadowed 4,418 instances of collaboration with researchers in 108 overseas locations on 2,171 proposals. Of the proposals approved for funding, 508 foreshadowed 1,116 instances of collaboration with researchers in 68 overseas locations.

The highest incidence of collaboration foreshadowed is with researchers in the USA, accounting for 281 of the proposals approved for funding. The second highest incidence of collaboration foreshadowed is with researchers in the UK, accounting for 158 of the proposals approved for funding.

Figure 4. International collaborations by location in approved proposals

Figure 4 - International collaborations by Location

Selection Outcomes by Administering Organisation

The following table shows proposal numbers and total indicative ARC funding by Administering Organisation for Discovery Projects for funding commencing in 2009.

Table 18:   Numbers of proposals and success rates, for funding commencing in 2009, by Administering Organisation

Administering Organisation
Proposals considered
Proposals approved
Success rate %
Indicative funding over project life (approved proposals) $
Australian Catholic University
6
1
16.7%
$140,000
Bond University
6
0
0.0%
$0
Botanic Gardens and Parks Authority
1
0
0.0%
$0
Central Queensland University
5
1
20.0%
$147,000
Charles Darwin University
5
1
20.0%
$285,000
Charles Sturt University
22
2
9.1%
$425,000
CSIRO - Livestock Industries
1
0
0.0%
$0
CSIRO - Molecular Science
2
0
0.0%
$0
CSIRO - Plant Industry
1
1
100.0%
$235,773
Curtin University of Technology
90
12
13.3%
$3,187,160
Deakin University
83
8
9.6%
$1,841,943
Edith Cowan University
11
0
0.0%
$0
Flinders University
64
10
15.6%
$3,219,903
Griffith University
103
17
16.5%
$5,470,000
James Cook University
41
6
14.6%
$1,980,000
La Trobe University
89
8
9.0%
$2,039,183
Macquarie University
143
21
14.7%
$6,807,035
Melbourne College of Divinity
1
0
0.0%
$0
Monash University
349
66
18.9%
$20,123,948
Murdoch Childrens Research Institute
1
0
0.0%
$0
Murdoch University
38
8
21.1%
$1,705,414
Museum Victoria
1
0
0.0%
$0
Queensland Museum
1
0
0.0%
$0
Queensland University of Technology
95
14
14.7%
$3,611,000
RMIT University
96
14
14.6%
$3,939,028
Southern Cross University
10
1
10.0%
$380,000
Swinburne University of Technology
62
10
16.1%
$2,501,934
The Australian Museum
3
0
0.0%
$0
The Australian National University
319
86
27.0%
$32,017,007
The Australian Wine Research Institute
1
0
0.0%
$0
The University of Adelaide
144
25
17.4%
$7,630,943
The University of Melbourne
387
104
26.9%
$37,471,712
The University of New England
30
3
10.0%
$485,000
The University of New South Wales
385
78
20.3%
$27,310,860
The University of Newcastle
135
18
13.3%
$6,632,564
The University of Notre Dame Australia
2
0
0.0%
$0
The University of Queensland
359
93
25.9%
$35,780,231
The University of Sydney
417
124
29.7%
$45,847,060
The University of Western Australia
174
32
18.4%
$11,771,610
The Walter and Eliza Hall Institute of Medical Research
14
2
14.3%
$471,546
University of Ballarat
3
0
0.0%
$0
University of Canberra
8
2
25.0%
$470,000
University of South Australia
58
12
20.7%
$2,653,000
University of Southern Queensland
29
2
6.9%
$560,000
University of Tasmania
87
11
12.6%
$4,167,140
University of Technology, Sydney
78
16
20.5%
$5,103,514
University of the Sunshine Coast
4
0
0.0%
$0
University of Western Sydney
49
11
22.4%
$2,899,500
University of Wollongong
126
23
18.3%
$8,649,575
Victoria University
13
2
15.4%
$475,000
4152
845
20.4%
$288,435,583

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