Selection Report: Australian Laureate Fellowships 2021

[TOC]

Overview

The Australian Laureate Fellowships scheme reflects the Australian Government’s commitment to excellence in research by supporting world-class researchers to conduct research in Australia.

The objectives of the Australian Laureate Fellowships scheme are to:

support ground-breaking, internationally-competitive basic and applied research
forge strong links among researchers, the international research community and/or industry and other research end-users
enhance the scale and focus of research in Australian Government priority areas
attract and retain outstanding researchers and research leaders of international reputation
provide an excellent research training environment and exemplary mentorship to nurture early-career researchers.

Selection process

Applications for funding commencing in 2021 opened on 11 September 2020 and closed on 4 November 2020. Applications were submitted through the Australian Research Council (ARC) Research Management System (RMS). This report outlines outcomes from the ARC Chief Executive Officer (CEO) to the Minister.

These outcomes are based on advice from the ARC Selection Advisory Committee (SAC) which:

assessed applications and reviewed assessments made by independent assessors
reviewed candidates’ comments on assessors’ reports
ranked each application relative to the others on the basis of the application, the assessors’ reports and candidates’ responses to those assessments
assessed and recommended budgets;

and, advice from the ARC’s National Competitive Grants Program (NCGP) Eligibility Committee which:

considered eligibility issues identified by ARC staff, the members of the ARC SAC or independent assessors
where required, sought advice from the ARC’s Medical Research Advisory Group
made recommendations to the CEO in respect of ineligible applications.

This report reflects the outcomes approved by the Minister. Unless otherwise specified, data represented in this report exclude withdrawn applications.

Assessment criteria

All applications that meet the eligibility criteria for the Australian Laureate Fellowships 2021 applications were assessed and merit ranked using the following assessment criteria:

Investigator/Capability (40%)
Describe the:

Research Opportunity and Performance Evidence (ROPE) including:
- outstanding research outputs and achievements taking into account research opportunity;
- evidence for and/or potential to undertake ground-breaking research;
- leadership ability and plans to build world class research capacity and diverse teams; and
- potential to create an enduring legacy.
extent to which the candidate will build collaborations across research organisations and/or industry and/or with other disciplines both within Australia and internationally.

Project quality and innovation (25%)
Describe the:

contribution to an important gap in knowledge or significant problem;
novelty/originality and innovation of the proposed research (including any new methods, technologies, theories or ideas that will be developed);
clarity of the hypothesis, theories and research questions;
cohesiveness of the project design and implementation plan (including the appropriateness of the aim, conceptual framework, method, data and/or analyses);
extent to which the research has the potential to enhance international collaboration; and
extent to which the research will be cost-effective and represents value for money.

If the project involves Aboriginal and Torres Strait Islander research describe:

the strategies for enabling collaboration with Australian Aboriginal and Torres Strait Islander communities where appropriate (for example, dialogue/collaboration with an Indigenous cultural mentor); and
any existing or developing, supportive and high quality research communities.

Benefit (10%)
Describe the potential benefits including the:

new or advanced knowledge resulting from outcomes of the research;
economic, commercial, environmental, social and/or cultural benefits for Australia and international communities; and
potential contribution to capacity in the Australian Government’s National Science and Research Priorities and other priorities identified by government.

Mentoring and capacity building (25%)
Describe:

Mentoring, including the extent to which the candidate demonstrates:
- exceptional ability to supervise and mentor postdoctoral researchers and other early-mid career researchers; and
- they will be providing a suitable environment for postgraduate students and postdoctoral researchers.
Capacity building, including:
- the extent to which the project will build new teams and create world-class research capacity, collaboration and innovation;
- the extent to which the candidate demonstrates exceptional leadership and the organisational ability to ensure the development of scale and focus in research;
- evidence of the project’s and researchers’ potential to attract financial resources to enhance research capacity; and
- the extent to which this research builds new international research collaboration or links between research and industry.

Assessment process

The ARC assessment process for Australian Laureate Fellowships 2021 involved 15 Selection Advisory Committee members on one multi-discipline panel and was managed in RMS. A total of 484 independent assessors’ reports were submitted to the ARC.

Funding levels and duration

Australian Laureate Fellowships projects are funded for five years on a full-time basis, subject to sufficient scheme funding, the provisions of the Australian Research Council Act 2001 (the ARC Act), and continued satisfactory progress of the Australian Laureate Fellowships project.

It is a requirement of the Grant Guidelines for the Discovery Program (2019 edition) for the Administering Organisation to provide a salary of Level E professorial appointment (or equivalent) to the successful candidate, with the ARC providing the salary supplement of $169,163 (2020$) per annum including 30 per cent on-costs.

In addition to the Australian Laureate Fellowship salary supplement and salary-related (on-cost) support, the ARC may provide Australian Laureate Fellows with:

additional funding for up to two postdoctoral research associates for five years each and up to two postgraduate researchers for four years each; and
project funding of up to $300,000 per annum (for up to five years).

Summary of outcomes

The ARC received a total of 170 applications for Australian Laureate Fellowships for funding commencing in 2021.

Seventeen Australian Laureate Fellows are approved for funding commencing in 2021, shown in Table 1. The overall success rate for Australian Laureate Fellowships for funding commencing in 2021 is 10.0 per cent. The total indicative funding approved is $53.7 million over five financial years (Tables 2 and 4). A comparison of success rates and funding amounts is shown in Table 2.

Of the unsuccessful applications in 2021, zero were found not to meet eligibility requirements.

Table 1. Australian Laureate Fellows approved for funding commencing in 2021

Fellowship candidate	Administering Organisation
Professor Matthew Barnett	Deakin University
Professor Axel Bruns	Queensland University of Technology
Professor Helen Byrne	The University of Sydney
Professor Kishan Dholakia	The University of Adelaide
Professor Jeffery Errington	The University of Sydney
Professor Sharon Friel	The Australian National University
Professor Kliti Grice	Curtin University
Professor Zaiping Guo	University of Wollongong
Professor Dayong Jin	University of Technology Sydney
Professor Yun Liu	The Australian National University
Professor Dena Lyras	Monash University
Professor Alexander McBratney	The University of Sydney
Professor Naomi McClure-Griffiths	The Australian National University
Professor Michael Milford	Queensland University of Technology
Professor Sundhya Pahuja	The University of Melbourne
Professor Robert Parton	The University of Queensland
Professor Andrew White	The University of Queensland

* Biographies for the 17 Australian Laureate Fellows will be available on the ARC Website.

Table 2. Comparison of application numbers, success rates, requested and allocated funds for approved Australian Laureate Fellowships applications from 2020 to 2021.

Funding year	Applications considered	Applications approved	Success rate (%)	Requested funds over project life for all applications considered ($)	Requested funds over project life for approved applications ($)	Funds allocated over project life for approved applications ($)	Return rate for approved applications (%)
2020	157	15	9.6	$532,112,154	$51,957,989	$47,329,286	91.1
2021	170	17	10.0	$585,818,173	$59,759,625	$53,706,710	89.9

Kathleen Fitzpatrick Australian Laureate Fellowship and Georgina Sweet Australian Laureate Fellowship

Of the 41 female Australian Laureate Fellowship candidates, 35 applied for a Kathleen Fitzpatrick Australian Laureate Fellowship or a Georgina Sweet Australian Laureate Fellowship.

The recipients of the Kathleen Fitzpatrick Australian Laureate Fellowship (awarded to a highly ranked candidate from the Humanities, Arts and Social Science disciplines) and the Georgina Sweet Australian Laureate Fellowship (awarded to a highly ranked candidate from the Science and Technology disciplines) are provided with additional funding to undertake an ambassadorial role to promote women in research and to mentor early career researchers, particularly women, to encourage them to enter and establish careers in research in Australia.

The assessment for these prestigious Fellowships takes place in two stages. Applicants who have indicated interest in either a Georgina Sweet or Kathleen Fitzpatrick Fellowship must first be successful as an Australian Laureate Fellow. Only when the SAC has recommended them as Australian Laureate Fellows will an applicant be assessed for a Kathleen Fitzpatrick Australian Laureate Fellowship or a Georgina Sweet Australian Laureate Fellowship.

The 2021 recipients of the Kathleen Fitzpatrick Australian Laureate Fellowship or a Georgina Sweet Australian Laureate Fellowship are shown in Table 3.

Table 3. 2021 Kathleen Fitzpatrick Australian Laureate Fellowship and Georgina Sweet Australian Laureate Fellowship

Fellowship Type	Approved candidate	Administering Organisation
Kathleen Fitzpatrick Australian Laureate Fellowship	Professor Sundhya Pahuja	The University of Melbourne
Georgina Sweet Australian Laureate Fellowship	Professor Yun Liu	The Australian National University

Table 4. Indicative funds for approved Australian Laureate Fellowships 2021 applications

Budget item	2021–2022	2022–2023	2023–2024	2024-2025	2025-2026	TOTAL
Laureate Salary supplement including on-costs	$2,875,771	$2,875,771	$2,875,771	$2,875,771	$2,875,771	$14,378,855
ARC Postdoctoral Researchers	$3,531,308	$3,531,308	$3,531,308	$3,531,308	$3,531,308	$17,656,540
ARC Postgraduate Researchers	$618,332	$955,604	$955,604	$955,604	$337,272	$3,822,416
Project Funding	$3,761,155	$3,600,735	$3,561,670	$3,444,445	$3,480,894	$17,848,899
TOTAL	$10,786,566	$10,963,418	$10,924,353	$10,807,128	$10,225,245	$53,706,710

Outcomes by discipline

A summary of outcomes by discipline panel is shown in Table 5.

Table 5. Application numbers, success rates and requested and allocated funds for Australian Laureate Fellowships 2021 by discipline

Discipline *	Applications considered	Applications approved	Success rate (%)	Requested funds over project life for all applications considered ($)	Requested funds over project life for approved applications ($)	Funds over project life for approved applications ($)	Return Rate for approved applications (%)
BSB	29	4	13.8	$103,705,548	$14,451,916	$12,815,357	88.7
EIC	45	5	11.1	$157,586,996	$17,162,470	$14,857,041	86.6
HCA	26	2	7.7	$89,768,040	$6,980,742	$6,710,437	96.1
MPCE	41	5	12.2	$137,664,294	$17,471,959	$15,858,875	90.8
SBE	29	1	3.4	$97,093,295	$3,692,538	$3,465,000	93.8
Total	170	17	10.0	$585,818,173	$59,759,625	$53,706,710	89.9

*BSB = Biological Sciences and Biotechnology; EIC = Engineering, Information and Computing Sciences; HCA = Humanities and Creative Arts; MPCE = Mathematics, Physics, Chemistry and Earth Sciences; SBE = Social, Behavioural and Economics Sciences

Outcomes by Science and Research Priorities

A summary of outcomes by Science and Research Priorities is shown in Table 6.

Table 6. Approved funding and success rates for Australian Laureate Fellowships 2021 applications by Science and Research Priorities

Science and Research Priorities	Applications considered	Applications approved	Success rate (%)	Approved funds over project life ($)
Advanced Manufacturing	29	4	13.8	$12,123,263
Cybersecurity	9	1	11.1	$3,518,080
Energy	6	1	16.7	$3,263,000
Environmental Change	33	1	3.0	$2,968,718
Food	7	1	14.3	$3,331,707
Health	25	4	16.0	$13,134,116
Resources	6	0	0.0	$0
Soil and Water	3	1	33.3	$3,277,650
Transport	6	1	16.7	$2,716,041
None Selected	46	3	6.5	$9,374,135
Total	170	17	10.0	$53,706,710
Total within Science and Research Priorities	124	14	11.3	$44,332,575
Percentage within Science and Research Priorities (%)	72.9	82.4		82.5

Outcomes by Administering Organisation

The Administering Organisations of the 17 applications approved for funding are:

Curtin University (1)
Deakin University (1)
Monash University (1)
Queensland University of Technology (2)
The Australian National University (3)
The University of Adelaide (1)
The University of Melbourne (1)
The University of Queensland (2)
The University of Sydney (3)
University of Technology Sydney (1)
University of Wollongong (1)

Career age and gender

Of the 170 Australian Laureate Fellowship candidates in this round, 41 were female, 128 were male and one chose not to specify gender. The success rate for female, male and unspecified candidates in this round is 19.5 per cent, 7.0 per cent and 0.0 per cent respectively.

Success rates of Australian Laureate Fellowship candidates by career age and gender in the current Australian Laureate Fellowship round are presented in Figure 1. Candidates who did not provide gender information (0.6 per cent) and candidates who did not specify the date of completion of their PhD or who do not hold a PhD (0.6 per cent) are not represented in the figure below.

Figure 1. Participation and success rate of Australian Laureate Fellowships 2021 candidate by gender and career age*

* Career age is calculated as years since PhD. The earliest PhD award date was used where there was more than one PhD.

Attracting and retaining outstanding researchers

Applications were open to Eligible Organisations to nominate candidates who are world-class researchers of international repute, resident either within Australia or overseas
(Table 7).

Table 7. Citizenship/residency status of Australian Laureate Fellowships 2021 candidates and approved Awardees

Citizenship/residency status	Applications considered	% of Applications considered	Applications approved	Success rate (%)
Foreign Nationals	14	8.2	3	21.4
Resident Australians	150	88.2	14	9.3
Returning Australians	6	3.5	0	0.0
Total	170	100	17	10.0

Note: All totals and percentages are shown using rounded figures, and as such may not sum.

International collaboration

Among 170 of the applications considered, applicants foreshadowed 815 instances of collaboration with researchers in 74 overseas locations. Of the applications approved for funding, 17 foreshadowed 94 instances of collaboration with researchers in 32 overseas locations (Figure 2).

Figure 2. International collaborations by location in approved Australian Laureate Fellowships 2021 applications*

*The top 10 international collaboration locations are listed in Figure 2 and the remaining are grouped in the ‘Other’ category.